Home
Investor Relations
Careers
Contact Us

Regulatory & Compliance

Committed to
Regulatory Excellence

At Naveen Finance Pvt. Ltd., regulatory compliance, customer protection, operational transparency, and responsible governance are integral to our business framework.

As a regulated financial institution, the Company is committed to conducting its operations in strict accordance with applicable laws, regulations, circulars, and directions issued by the Reserve Bank of India and other statutory authorities.

RBI Registration Details

Naveen Finance Pvt. Ltd. is an NBFC duly registered with the Reserve Bank of India under Section 45-IA of the Reserve Bank of India Act, 1934.

Regulatory Information Displayed

Company Name

Naveen Finance Pvt. Ltd.

CIN (Corporate Identification Number)

To be Updated

RBI Certificate of Registration (CoR) Number

To be Updated

Date of RBI Registration

To be Updated

Registered Office Address

To be Updated

Corporate Office Address

To be Updated

Contact Information

support@naveenfinance.in

Grievance Redressal Officer

grievance@naveenfinance.in

Important Regulatory Disclaimer

“The Company is having a valid Certificate of Registration issued by the Reserve Bank of India under Section 45-IA of the RBI Act, 1934. However, the Reserve Bank of India does not accept any responsibility or guarantee regarding the present position of the Company or the correctness of any statements or representations made by the Company.”

Compliance Areas

Naveen Finance follows a comprehensive compliance management framework aligned with regulatory expectations applicable to RBI-regulated NBFCs.

Regulatory Compliance Areas

RBI Master Directions for NBFCs
Know Your Customer (KYC) Directions
Anti-Money Laundering (AML) Guidelines
Prevention of Money Laundering Act (PMLA), 2002
Fair Practices Code
Outsourcing Guidelines
Digital Lending Guidelines
Information Security & Cybersecurity Frameworks
Corporate Governance Norms
FIU-IND Reporting Requirements
Companies Act, 2013
Information Technology Act, 2000

Internal Compliance Framework

Internal compliance monitoring mechanisms
Risk management and audit processes
Internal financial control systems
Regulatory reporting procedures
Customer grievance management framework
Policy review and approval mechanisms
Compliance escalation and oversight procedures

Periodic audits, reviews, and compliance assessments are conducted to ensure operational integrity and regulatory adherence.

RBI Digital Lending Guidelines

Naveen Finance is committed to complying with all applicable RBI directions governing NBFC operations and digital lending activities. We follow responsible and transparent digital lending practices to protect customer interests.

Transparent Lending

  • Clear disclosure of loan terms and conditions
  • Transparent Annual Percentage Rate (APR) disclosures
  • Disclosure of all applicable charges and fees
  • No hidden costs or unauthorized deductions

Customer Consent

  • Explicit customer consent before data collection
  • Consent-based sharing of personal information
  • Purpose limitation for data usage
  • Option to revoke consent where applicable

Direct Fund Flow

  • Loan disbursement directly into borrower's bank account
  • Repayment collection only through regulated banking channels
  • No unauthorized third-party fund handling

Digital Documentation

  • Digital sanction letters
  • Loan agreements
  • eSign-enabled documentation
  • Electronic repayment schedules

Data Protection

  • Restricted data collection practices
  • No unauthorized access to mobile device data
  • Controlled storage and processing of customer information
  • Secure digital onboarding processes

Customer Protection

  • Fair recovery practices
  • Transparent communication
  • Complaint resolution mechanism
  • Dedicated grievance redressal support

IT Act, 2000 & Data Protection

Naveen Finance recognizes the critical importance of information security, cybersecurity, data privacy, and lawful digital operations. The Company is committed to complying with the applicable provisions of the Information Technology Act, 2000 and associated data protection frameworks.

Security & Privacy Measures

  • Secure digital infrastructure and encrypted communication
  • Role-based access controls
  • Multi-layer authentication mechanisms
  • Secure API integrations
  • Cybersecurity monitoring and risk assessments
  • Data backup and disaster recovery mechanisms
  • Secure cloud and hosting environment
  • Incident response and breach management procedures

Customer Data Privacy Principles

  • Lawful and consent-based data collection
  • Purpose-specific data usage
  • Data minimization practices
  • Confidentiality and secure processing
  • Controlled third-party access
  • Limited data retention
  • Customer awareness and transparency

Digital & Electronic Compliance

  • eKYC and Digital Verification
  • eSign-enabled agreements
  • Electronic records and digital documentation
  • Secure online payment and transaction processing
  • Digital audit trails and monitoring

All electronic systems and digital processes are designed to comply with applicable regulatory, legal, and cybersecurity standards.

Our Commitment

At Naveen Finance Pvt. Ltd., compliance is not merely a regulatory obligation but a fundamental business principle. We are committed to maintaining the highest standards of integrity, transparency, customer protection, data security, and responsible financial conduct while supporting India's rapidly evolving digital financial ecosystem.